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The BC Journal
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Author:

BaldwinClarke

#Finterms: Registered Investment Advisors (RIAs)

Registered Investment Advisors (RIAs) provide investment guidance to individuals, families, and institutions. RIAs typically collect percentage fees based on their assets under management (AUM). In contrast, other financial institutions (e.g., broker-dealers or “wire houses”) may receive commissions from recommended investments. Some RIAs also provide financial planning guidance for a fixed or hourly rate.

The fiduciary standard further differentiates Registered Investment Advisors from other firms. RIAs have a legal obligation to put client interests first. Care, privacy, and fee-consciousness are central to this duty. Moreover, RIAs generally operate independently and incorporate a variety of investment choices.

Baldwin & Clarke Advisory Services is a Registered Investment Advisor (RIA). Our advisors construct bespoke allocations for each client. Investment management fees are calculated based on the portfolio’s assets under management, and financial planning services are available for a flat fee.

#investments #finance #advisors

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Bedford NH 03110
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Wealth Management Services are offered through Baldwin & Clarke Advisory Services, LLC (BCAS). BCAS is a Registered Investment Adviser with the United States Securities and Exchange Commission (SEC). BCAS’ Form CRS and other disclosure documents can be found here. The information in this website has not been approved or verified by the SEC, or by any state securities authority. Additional information about BCAS is available on the SEC’s website at: www.adviserinfo.sec.gov, using CRD #105666.

Registration does not imply a certain level of skill or training.

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